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研究生: 陳耘頡
Chen, Yun-Chieh
論文名稱: 基於雙手光體積變化描記圖法進行血液透析動靜脈移植管狹窄程度分類預測
Classification and prediction of arteriovenous graft stenosis in hemodialysis based on bilateral photoplethysmography
指導教授: 王振興
Wang, Jeen-Shing
學位類別: 碩士
Master
系所名稱: 電機資訊學院 - 電機工程學系
Department of Electrical Engineering
論文出版年: 2025
畢業學年度: 113
語文別: 中文
論文頁數: 130
中文關鍵詞: 光體積描記圖法訊號品質檢測方法血管狹窄程度人工血管機器學習
外文關鍵詞: photoplethysmography, signal quality assessment method, degree of stenosis, arteriovenous graft, machine learning
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  • 本研究旨在建立一套基於雙手指穿透式光學感測器之光體積變化描記圖(photoplethysmography, PPG)訊號的機器學習模型,用以評估血液透析通路狹窄程度,提供客觀的儀器輔助結果,提供臨床診斷的第二意見,並可應用於居家監測情境,協助患者及早掌握通路狀況。在資料收集方面,本研究於花蓮慈濟醫學中心心臟血管外科收集來自40位受試者之306筆人工血管(arteriovenous graft, AVG)左前臂的資料PPG訊號資料。考量PPG訊號易受無意識動作影響,導致低頻基線飄移、高頻雜訊與運動偽影,本研究設計了及時訊號品質檢測方法,並且將其整合至收案的APP中,於回診收案時自動排除低品質的訊號,以確保後續分析的可用性與有效性。搭配以都卜勒超音波(Doppler ultrasound)採集血管狹窄程度(degree of stenosis, DOS)作為標註。將雙手PPG訊號以單一心跳週期為單位進行切割,擷取 56 個時域訊號特徵作為模型輸入。在模型建立方面,以五種特徵排序方式搭配四種機器學習分類模型,共計 20 種組合。為提升模型的臨床應用價值,最終採用軟投票方式整合分段預測結果,回推為符合回診需求的單筆訊號預測模式。特徵篩選則採用逐步特徵選擇策略,針對不同模型進行特徵數量的最佳化調整。特徵選擇方面,採用基於逐步特徵選擇(stepwise selection)的策略,針對不同模型動態調整特徵數量。模型訓練與驗證過程中則採用k-group fold交叉驗證(k = 3),以提高對個體間差異的穩定性與泛化能力。最終結果顯示,以極限梯度提升(eXtreme gradient boosting, XGBoost)模型搭配SHAP(SHapley Additive exPlanations)進行特徵排序,並選定其中 18 個關鍵特徵作為模型輸入,於k-group fold達到平均準確率80.10%,優於隨機森林(random forest)的 77.41% 及多層感知神經網絡(multilayer perceptron, MLP)的 78.57%,另外XGBoost於加權平均召回率(weighted average recall)為0.7931,加權平均精確率(weighted average precision)為0.7429同樣優於其他模型的表現。顯示XGBoost在本研究資料中具有最佳分類效能與可解釋性。

    This study aims to develop a machine learning model based on photoplethysmography (PPG) signals acquired from bilateral fingertip transmission-type optical sensors, for the purpose of evaluating the degree of vascular access stenosis in hemodialysis patients. The objective is to provide an objective, instrument-assisted result as a secondary reference for clinical diagnosis, as well as to enable home-based monitoring to help patients detect access dysfunction at an early stage.
    For data collection, a total of 306 PPG recordings were obtained from the left forearms of 40 patients with arteriovenous grafts (AVG) at the Department of Cardiovascular Surgery, Hualien Tzu Chi Hospital. Considering that PPG signals are easily affected by unconscious movements, resulting in low-frequency baseline drift, high-frequency noise, and motion artifacts, this study designed a real-time signal quality assessment method. The method was integrated into a custom-built mobile application to automatically exclude low-quality signals during clinical data acquisition, ensuring the usability and reliability of subsequent analyses. The degree of stenosis (DOS) measured via Doppler ultrasound was used as the reference label. The bilateral PPG signals were segmented based on individual cardiac cycles, and 56 time-domain features were extracted for model input. In the modeling process, five feature ranking methods were combined with four machine learning classifiers, resulting in a total of 20 model combinations. To enhance the clinical applicability of the model, a soft voting strategy was adopted to aggregate predictions from segmented data into a single prediction per clinical session. Feature selection was performed using a stepwise selection strategy, allowing dynamic adjustment of the number of features based on the characteristics of each model. During model training and validation, k-group fold cross-validation (k = 3) was applied to improve robustness and generalizability across individual differences. The final results showed that the eXtreme Gradient Boosting (XGBoost) model, combined with SHapley Additive exPlanations (SHAP) for feature ranking and using 18 selected key features as input, achieved the highest average accuracy of 80.10% under k-group fold cross-validation. This performance outperformed that of the random forest model 77.41% and the multilayer perceptron (MLP) model 78.57%. Additionally, XGBoost also achieved superior performance in terms of weighted average recall of 0.7931 and weighted average precision of 0.7429, surpassing the other models. These findings indicate that XGBoost demonstrated the best classification performance and interpretability on the dataset used in this study.

    摘要 i Abstract iii 誌謝 x 目錄 xi 表目錄 xiv 圖目錄 xv 第1章 緒論 1 1.1 研究背景與研究動機 1 1.2 文獻探討 4 1.2.1 末期腎臟病 4 1.2.2 ESRD的治療方式 5 1.2.3 血液透析通路 6 1.2.4 光體積變化描記圖法 8 1.2.5 透析通路問題的挑戰 9 1.2.6 血液透析通路問題的創新解決方案研究現況 11 1.2.7 光體積變化描記圖法品質評估方法研究現況 13 1.3 研究目的 15 1.4 論文架構 16 第2章 洗腎病人資料平臺系統 17 2.1 服務伺服器與儲存伺服器架構 18 2.2 洗腎護照前端網頁 19 2.2.1 洗腎護照前端使用者介面架構說明 20 2.2.2 洗腎護照前端操作方式與畫面呈現 21 2.3 雙通道光體積收案 APP及穿透式光學感測器 24 2.3.1 雙通道光體積收案 APP 24 2.3.2 穿透式光學感測器 28 第3章 血液透析通路狹窄程度評估演算法 32 3.1 血液透析病患之 PPG 資料集與對應標註資料 33 3.1.1 收案條件 33 3.1.2 PPG 收案流程 34 3.1.3 都卜勒超音波標註收案流程 35 3.1.4 DOS 標註 37 3.2 PPG封包解碼 37 3.2.1 封包結構 38 3.2.2 PPG時間戳解碼 38 3.2.3 PPG 數值解碼 39 3.2.4 後續12 PPG 數值之時間戳生成 40 3.3 PPG訊號前處理 40 3.3.1 原始電訊號反轉為末梢血液體積動態變化的PPG訊號 40 3.3.2 雜訊濾除 41 3.3.3 雙手時間範圍統一 44 3.3.4 訊號插值與二次濾波 46 3.4 PPG訊號品質檢測演算法 49 3.4.1 初步檢測 50 3.4.2 召回檢測 57 3.4.3 時間延遲檢測 59 3.5 PPG雙手訊號切割演算法 62 3.5.1 正規化雙手數值 63 3.5.2 局部最小值檢測與篩選 63 3.5.3 匹配後波谷與片段切割 67 3.6 PPG訊號特徵擷取 67 3.6.1 單手特徵 67 3.6.2 雙手的時間差 73 3.7 特徵重要性排序與篩選 75 3.7.1 相互資訊(mutual information) 76 3.7.2 隨機森林(random forest) 77 3.7.3 Boruta 79 3.7.4 SHAP(SHapley Additive exPlanations) 80 3.7.5 排列重要性(permutation importance) 81 3.8 模型分類器 82 3.8.1 random forest 82 3.8.2 梯度提升決策樹(gradient boosting decision tree) 83 3.8.3 極限梯度提升(eXtreme gradient boosting, XGBoost) 85 3.8.4 多層感知神經網絡(multilayer perceptron, MLP) 86 第4章 實驗結果 89 4.1 資料集 89 4.2 模型效能衡量指標 91 4.2.1 混淆矩陣(confusion matrix) 91 4.2.2 分類報告(classification report) 92 4.2.3 k組交叉驗證(k-group fold cross-validation) 93 4.3 實驗結果 94 4.3.1 各模型選用的最佳特徵篩選組合與選定特徵數量 95 4.3.2 模型超參數調整與k-group fold交叉驗證比較 96 4.3.3 各模型基於單筆資料的k-fold交叉驗證與軟投票預測結果比較 97 4.3.4 最佳模型投票前後及選定特徵結果 98 4.4 結果與其他文獻的比較 100 第5章 結論與未來工作 103 5.1 結論 103 5.2 未來展望 104 參考文獻 106

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