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研究生: 羅寶承
Luo, Pao-Cheng
論文名稱: 基於細節特徵具有適應性對齊和可靠度匹配之片段指紋辨識系統
On Adaptive Alignment and Reliable Matching for Minutiae-based Partial Fingerprint Recognition System
指導教授: 謝明得
Shieh, Ming-Der
學位類別: 碩士
Master
系所名稱: 電機資訊學院 - 電機工程學系
Department of Electrical Engineering
論文出版年: 2016
畢業學年度: 104
語文別: 英文
論文頁數: 59
中文關鍵詞: 指紋辨識生物辨識片段指紋特徵點匹配FVC
外文關鍵詞: Fingerprint recognition, Biological recognition, Minutiae, Partial fingerprint, Feature matching, FVC
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  • 指紋辨識(Fingerprint recognition)是近期最為廣泛運用的生物辨識技術,且由於固態式指紋感測器的出現,片段指紋(Partial fingerprint)的有限資訊為傳統匹配演算法帶來新的挑戰。隨著可得到的細節特徵減少,基於細節特徵之匹配演算法的正確率顯著地降低。
    本論文專注在基於細節(Minutiae)特徵的片段指紋匹配方法之研發。由於從相同手指經過不同次按壓之指紋所萃取出的細節特徵會有偏差之問題,為了改善對齊的偏差,本論文提出先利用初始的匹配結果來萃取新的幾何轉換關係,並且參考匹配點數的變化,作為適應性對齊的依據,透過對齊誤差的改善,有機會進一步增加匹配點數。此外,由於假的指紋匹配點數較少,匹配在指紋邊緣的結果有可能導致錯誤的匹配。為了獲得高可靠的匹配結果,傳統的做法是參考最高匹配點數之結果,基於最高的匹配點數,本論文提出加入覆蓋面積做為參考之改善方法,當在不同的對齊位置上出現相同的匹配點數時,會優先選取具有較大覆蓋面積之匹配結果。最後,本論文對於辨識效能的要求,提出情況式評分方法,針對較不可靠的情況做原始分數的調整,所提出的方法參考覆蓋面積、匹配點數和原始分數來給予不同權重,進而調整其原始分數。基於FVC2000 DB1_B資料庫之實驗結果顯示,本論文所提出之方法可達5.63%的相等錯誤率,當錯誤匹配率為零時,可達到17.39%的錯誤未辨識率,且僅有2.53%的真正樣本受到影響,在樹梅派Raspberry Pi 2環境下的運算時間僅需0.27秒。

    Fingerprint recognition is the most widely used biological recognition technology recently. The advent of solid-state fingerprint sensors also poses new challenges to traditional fingerprint matching algorithms due to limited amount of information that can be extracted from given partial fingerprints. For instance, the accuracy of minutiae-based matching algorithms drop dramatically as the number of available minutiae decreases.
    In this thesis, we mainly focus on the development of efficient partial fingerprint matching schemes for minutiae-based applications. Since the features of extracted minutiae from different impressions of the same finger might deviate from each other, the initial matching result is used to estimate the geometrical transformation for further alignment. That is, the proposed method takes the set of matched points as a reference to determine a more suitable point for adaptive refinement; thus the number of matched minutiae might be increased accordingly. Moreover, the number of matched minutiae is relatively small for imposter cases, some of the false matching is caused by matching near the boundary of fingerprint. To improve the reliability of the matching results, both the maximum number of matched points and the size of overlapping area are taken into account for evaluating the final score. For those cases consisting of the maximum number of matched points, the one with the largest overlapping area is considered as the most reliable result and is chosen for scoring. Finally, a conditional scoring method is also presented to refine the score according to the information such as the size of overlapping area, the number of matched points and the original score.
    The proposed matching schemes has been tested on FVC2000’s DB1_B database. Experiment results show that the proposed can achieve an equal error rate of 5.63%, and ZeroFMR of 17.39% with only 2.53% degradation on the genuine samples. The execution time is about 0.27 seconds on average using the Raspberry Pi 2 platform.

    摘 要 ........................................................................................................................ i ABSTRACT ................................................................................................................. iii 致謝 ............................................................................................................................... v Content…... .................................................................................................................. vi List of Tables .............................................................................................................. viii List of Figures .............................................................................................................. ix Chapter 1. Introduction ............................................................................................ 1 1.1 Motivation ......................................................................................................... 1 1.2 Thesis organization ............................................................................................ 5 Chapter 2. Background ................................................................................................ 6 2.1 Fingerprint representation ................................................................................. 6 2.2 Fingerprint recognition system flow ................................................................. 7 2.3 Preprocessing of fingerprint image ................................................................... 8 2.4 Minutiae extraction .......................................................................................... 12 2.5 Minutiae matching ........................................................................................... 15 2.6 Performance evaluation ................................................................................... 17 Chapter 3. Proposed minutiae-based Partial Fingerprint Recognition System ......... 20 3.1 System overview ............................................................................................. 20 3.2 Iterative matching method for adaptive alignment .......................................... 23 3.2.1 Extract geometric transformation .......................................................... 25 3.2.2 Reference point for transformation using gravity center ....................... 27 3.2.3 Cost function for iterative matching termination ................................... 29 3.3 Decision flowchart with reliability information .............................................. 31 3.3.1 Overlapping area calculation using geometric transformation ............ 33 vii 3.3.2 Similarity score for overlapping area .................................................. 35 3.3.3 Proposed decision flowchart ................................................................ 37 3.4 Conditional scoring method ............................................................................ 40 Chapter 4. Simulation Results and Performance Evaluation ................................. 42 4.1 Evaluation of proposed minutiae-based partial fingerprint recognition system42 4.1.1. Evaluation of iterative matching method ............................................. 42 4.1.2. Evaluation of proposed decision flowchart ......................................... 45 4.1.3. Conditional score method .................................................................... 48 4.1.4. System profiling ................................................................................... 49 4.2 Simulation results and comparison .................................................................. 51 Chapter 5. Conclusion and Future Work ............................................................... 54 5.1 Conclusion ....................................................................................................... 54 5.2 Future work ..................................................................................................... 55 References….. ............................................................................................................. 56

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