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研究生: 黃綉文
Huang, Hsiu-Wen
論文名稱: 大學技術移轉合作模式之選擇-以成功大學為例
Selection of Cooperation Modes for University Technology Commercialization-For Example National Cheng Kung University
指導教授: 林清河
Lin, Chin-Ho
學位類別: 碩士
Master
系所名稱: 管理學院 - 工業與資訊管理學系
Department of Industrial and Information Management
論文出版年: 2011
畢業學年度: 99
語文別: 中文
論文頁數: 101
中文關鍵詞: 產學合作技術移轉產學合作因素合作模式紮根理論
外文關鍵詞: academic -industry cooperation, technology transfer, the factors of academic -industry cooperation, modes of commercialization, grounded theory
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  • 隨著全球化競爭與知識密集來臨,促使全球經濟模式逐漸由資源密集產業轉型為知識密集型產業。在知識經濟的時代中,產學互動已經成為重要的現象。根據英國公司的研究資料發現,企業與學術機構合作會增加公司實現創新及推出產品至新市場的能力,且廣泛被認為在經濟及技術的成長具有重要影響性。
    由於台灣產業97%以上屬中小型企業,其在資金、人力以及研發能力方面皆非常有限,因而財團法人與大學扮演著相當重要的地位。受限於資源限制,知識和技術移轉已經被廣泛地討論,企業開始與其他機構透過合作以擴大其研發能力,並透過交換知識和技術來整合企業與科學。因此,對於組織來說,如何在不同的環境下,選擇商業化之合作模式,成為目前產學合作重要之發展,漸漸受到關注,故建議適當之合作模式顯得更為重要。
    從過去文獻中,說明產學合作模式會受許多因素影響,順利將技術轉移出去變成是一個非常複雜的問題,本研究主要探討之組織形式,分別為技術授權合約(Technology license agreement)及建立衍生公司(Spin-off),並利用深度訪談的方式,探索個案在不同因素下,如何考量雙方合作之模式,找出影響合作模式之決策因素,以解釋模式之選擇,並以此為依據,建立產學雙方合作之決策模式。

    Owing to global competition and the knowledge-intensive is coming, which result economic type from resource intensity industry to the knowledge intensity industry. In knowledge economy generation, academic -industry cooperation is the important events. According to the research of Britain companies, which discovery academic -industry cooperation can increase the abilities of innovation and reduce the time of new products promoting to new market. It is said that have the essential influence for the growth of economy and technology.
    In addition, ninety-seven percent of Taiwan industry belongs to small or medium-sized enterprises which are short of funds, manpower, and R&D ability. So, the university acts the quite important role. Limiting to the resources, the knowledge and technology transfer have been widely discussed. Enterprises start to work together with other institutions to expand the R&D ability, and integrate the enterprise and science by changing the knowledge. For industry and university, it is the important development to select the modes of technical commercialization. Therefore, it is famous issue to recommend suitable modes of cooperation.
    The literature pointed out that the modes of academic -industry cooperation is impacted by many factors. Technology transfer has become complicated problem. This study mainly discusses organizational forms which is respectively technology license agreement and spin-off, employing the interview to understand that both sides how to consider the modes of cooperation under various factors to construct the modes of decision. The research results not only can guide academy to commercialization of practical technology to benefit the people, create the profits, but also steer industry to obtain the way of new technology. Finally, it can create the win-win aspect.

    摘要 I Abstract II 致謝 IV 目錄 V 表目錄 VIII 圖目錄 IX 第一章 緒論 1 1.1 研究背景與動機 1 1.2 研究目的 3 1.3 研究步驟 4 1.4 研究流程 7 第二章 文獻探討 8 2.1 產學合作 8 2.1.1 產學合作之動機與效益 8 2.2 技術轉移 10 2.3 技術移轉之合作模式 11 2.3.1契約技術授權(Technology license agreements) 12 2.3.2學術型衍生公司(Spin-off) 14 2.3.3合資型衍生公司(Joint venture spin-off) 14 2.4 影響合作模式選擇之因素 15 2.4.1 交易成本理論(Transaction Cost Theory;TCT) 16 2.4.2. 資源依賴理論(Resource Dependence Theory;RDT) 17 2.4.3 社會資本理論(Social Capital Theory) 18 2.4.4 實質選擇理論( Real option theory) 19 第三章 研究方法 22 3.1 研究流程架構圖 22 3.2 介紹研究方法 24 3.2.1 質性研究 24 3.2.2 紮根理論 26 3.3 紮根理論執行程序 28 3.4抽樣原則 30 3.4.1 理論性抽樣 30 3.4.2選擇參與者 30 3.5 資料蒐集與分析原則 32 3.5.1 理論觸覺 32 3.5.2 資料蒐集原則 33 3.5.3 資料分析原則 34 3.6質性研究之信度與效度 34 第四章 分析過程與結果 37 4.1 開放編碼過程 37 4.2主軸編碼過程 40 4.3 選擇性編碼 47 4.4 研究發現 49 第五章討論 64 5.1 技術商業化主要影響因素 64 5.2 技術商業化之干擾因素 69 5.3 技術商業化決策模式 71 第六章 結論與建議 73 6.1 結論 73 6.2 管理意涵 76 6.3 研究限制 78 6.4 未來研究 80 參考文獻 81 附錄 90 附錄一 訪談大綱 90 附錄二 概念產生過程 92

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