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研究生: 黃鼎翔
Huang, Ting-Hsiang
論文名稱: 以隨機森林與資料探勘分析營建墜落的肇因
Cause Analysis of Construction Fall Hazards through Random Forest and Data Mining
指導教授: 潘南飛
Pan, Nang-Fei
學位類別: 碩士
Master
系所名稱: 工學院 - 土木工程學系
Department of Civil Engineering
論文出版年: 2026
畢業學年度: 114
語文別: 中文
論文頁數: 100
中文關鍵詞: 墜落事故隨機森林資料探勘機器學習肇因分析營建工地安全決策樹
外文關鍵詞: Fall Hazards, Random Forest, Data Mining, Machine Learning, Cause Analysis, Construction Site Safety, Decision Tree
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  • 營造業長期高居重大職業災害發生率之首,其中「墜落與滾落」為最主要的致死原因。傳統營建防墜風險評估多仰賴靜態檢查表與單一線性分析,難以釐清複雜施工情境下多重風險因子之交互作用。為突破此侷限,本研究導入資料探勘與機器學習技術,旨在建構一套「營建工地墜落肇因分析模式」,將被動的事故統計轉化為具備主動防範價值之圖樣識別,以深入剖析致死墜落之關鍵成因與觸發路徑。
    本研究共蒐集勞動部五年期間之重大職業災害致死墜落案例,建構以 4M1E(人、機、料、法、環)架構為基礎之風險特徵矩陣。為精確捕捉動態致災脈絡,本研究導入「動作特徵(Action_Type)」與「防護類型(Prot_Type)」等關鍵變數。在資料前處理階段,應用演算法有效解決職災數據中特定災害類型之類別不平衡問題。隨後採取「雙模型比較」策略,分別建構決策樹作為解釋基準,與隨機森林進行效能競賽,並選定最佳之肇因分析工具。
    三年期數據之分析結果顯示,隨機森林演算法在處理非線性且高雜訊之職災數據上展現優越效能,其肇因分類之誤判率顯著低於單一決策樹,故確立以隨機森林作為核心分析方法。進一步透過變數重要性運算,萃取出決定墜落肇因之重要性關鍵因子。此發現突破了現今營建安全管理中之兩公尺防墜計畫相關規定,證實墜落事故之型態,高度取決於勞工作業當下之動態行為(如施力、重心轉移)及現場防護設施的匹配狀態。
    本研究結合決策樹產出之可視化致災路徑,具體描繪出五大墜落類型(施工架、開口部、鋼構/屋頂、機械吊掛、其他)之觸發規則。於學理上驗證了隨機森林法應用於職災肇因分析之卓越性,實務上更能協助營建事業單位將安全管理重心由「靜態法規檢核」升級為「動態行為與防護監控」,並為第一線勞動檢查提供更具針對性之精準稽查策略。

    The construction industry consistently records the highest incidence of major occupational accidents, with "falls and rolls" identified as the primary cause of fatalities. Traditional fall risk assessments in construction rely heavily on static checklists and single linear analyses, which struggle to clarify the interactions of multiple risk factors within complex construction scenarios. To overcome these limitations, this study introduces data mining and machine learning techniques to construct a "Construction Site Fall Cause Analysis Model." The objective is to transform passive accident statistics into proactive pattern recognition, enabling an in-depth analysis of the key causes and trigger paths of fatal falls.
    Major occupational accident cases involving fatal falls over a five-year period were collected from the Ministry of Labor to construct a risk feature matrix based on the 4M1E (Man, Machine, Material, Method, Environment) framework. To accurately capture dynamic disaster contexts, key variables such as "Action_Type" and "Prot_Type" were incorporated. During the data preprocessing stage, algorithms were applied to effectively address the class imbalance problem inherent in specific accident types within occupational disaster data. Subsequently, a "dual-model comparison" strategy was adopted, where a Decision Tree was constructed as an explanatory baseline and compared against a Random Forest model to determine the optimal cause analysis tool.
    Analysis of the three-year dataset indicated that the Random Forest algorithm demonstrated superior performance in processing non-linear and high-noise occupational accident data. Its misclassification rate for cause categorization was significantly lower than that of a single Decision Tree; therefore, Random Forest was established as the core analytical method. Furthermore, through variable importance calculations, key factors determining the causes of falls were extracted. These findings challenge current regulations regarding two-meter fall protection plans in construction safety management, confirming that the patterns of fall hazards are highly dependent on the dynamic behaviors of workers at the time of the operation (such as force application and shifts in the center of gravity) and the matching status of on-site protective facilities.
    By integrating the visualized disaster paths generated by the Decision Tree, the trigger rules for five major fall types (scaffolding, openings, steel structures/roofs, mechanical lifting, and others) were specifically delineated. Theoretically, this study validates the excellence of the Random Forest method in analyzing the causes of occupational accidents. Practically, it assists construction enterprises in upgrading safety management from "static regulatory compliance" to "dynamic behavior and protection monitoring," while providing more targeted and precise inspection strategies for frontline labor inspectors.

    摘要 I 誌謝 VI 目 錄 VIII 第一章 緒論 1 1.1研究背景與動機 1 1.1.1研究背景 1 1.1.2 研究動機 1 1.2研究目的 2 1.3研究範圍與限制 2 1.3.1研究範圍 2 1.3.2研究限制 3 1.4研究流程與架構 5 第二章 文獻回顧 7 2.1 職災理論與分析 7 2.1.1 骨牌理論 7 2.1.2 多重因果論 8 2.1.3 系統理論 9 2.1.4 小結 9 2.2 營建墜落風險特性分析 11 2.2.1 墜落職災之嚴重性與趨勢 11 2.2.2 關鍵危害要因與致災情境 13 2.2.3 小結 14 2.3 傳統風險評估方法與限制 16 2.3.1 風險矩陣與檢查表 16 2.3.2 傳統方法之侷限性 16 2.3.3 小結 17 2.4 資料探勘 19 2.4.1 資料探勘模式 19 2.4.2 資料探勘流程 20 2.4.3 小結 21 2.5 演算法應用與分析 23 2.5.1 決策樹之應用 23 2.5.2 機器學習在營建災害之最新進展 23 2.5.3 小結 23 2.6 隨機森林法 25 2.6.1 隨機森林法理論基礎 25 2.6.2 本研究之適用性說明 26 2.6.3 模型比較驗證 26 2.6.4 小結 26 第三章 研究方法 29 3.1建立流程 29 3.2資料來源與變數定義 30 3.2.1 資料篩選邏輯 30 3.2.2 變數編碼系統 30 3.2.3 編碼系統分析 32 3.3資料前處理 34 3.3.1 遺漏值處理 34 3.3.2 變數轉換與編碼 34 3.3.3 類別不平衡處理 35 3.3.4 資料分割 36 3.4三年期模型建構與參數設定 36 3.4.1 決策樹模型建構與參數設定 37 3.4.2 HP變數選取設定 37 3.4.3隨機森林 39 3.5五年期模型建構與參數設定 41 3.5.1 HP變數選取設定 41 3.5.2 隨機森林模型建構與參數設定 43 3.5.3 模型解釋性擴展:代理模型萃取法應用 44 第四章 案例分析與討論 46 4.1研究案例與資料設定 46 4.2三年期雙模型效能比較與最佳模型選定 46 4.2.1 基準模型:傳統決策樹之效能極限分析 46 4.2.2 提議模型:隨機森林之效能突破與複雜特徵解析 48 4.2.3 最佳預測模型選定與雙模型交互印證 49 4.3三年期關鍵致災因子重要性分析 50 4.4三年期模型之實務意涵探討 51 4.5建構三年期資料模型與效能評估 51 4.6五年期資料模型建構 53 4.6.1 長週期資料雜訊與基準模型極限 53 4.6.2 隨機森林進階優化策略與效能躍升 53 4.6.3 五年期關鍵致災因子深度解析 54 4.6.4 模型效能與穩健性探討 55 4.7五年期模型之實務意涵探討 57 4.7.1 跨期肇因穩定性:行為與防護核心 57 4.7.2 建構「情境導向」之動態安全查核表 57 4.7.3視覺化IF-THEN 預警規則萃取 57 4.7.4 資源精準分配與決策支援 62 第五章 結論與建議 66 5.1結論與貢獻 66 5.2後續研究與建議 67 參考文獻 69 附錄、研究數據 72

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