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研究生: 陳懷南
Tran Hoai Nam
論文名稱: 建立可調整的市區道路永續性評估工具
Establishment of an Adjustable Urban Road Sustainability Rating Tool
指導教授: 楊士賢
Yang, Shih-Hsien
學位類別: 博士
Doctor
系所名稱: 工學院 - 土木工程學系
Department of Civil Engineering
論文出版年: 2022
畢業學年度: 110
語文別: 英文
論文頁數: 266
外文關鍵詞: Sustainability rating tools, Urban roads, Indicators, Barriers, Adaptive approach
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  • The transportation infrastructure system plays a pivotal role in a country's economic development and has been perceived as one of the leading sectors stimulating sustainability worldwide. Currently, increasing uncertainties on climate change and the depletion of natural resources have necessitated innovative changes aiming at a better environmental future. Furthermore, other essential parameters, such as economic crisis coupled with societal requirements and demands in the transportation industry, should be considered in most policies/regulations by public agencies/governments and other organizations. The above facts raised the necessity of incorporating best practices in road development. In addition to the economic component defined for many years, sustainable practices have illustrated the growing environmental and social aspects. Hence, sustainable transportation infrastructure rating tools (STIRTs) received increasing attention to evaluating and managing sustainable development according to the triple bottom line in the transportation field. Although STIRTs have been increasingly recognized over the last decade, they revealed some limitations associated with the subjectivity in weighting approach and applicability to different road types and other countries/regions. Hence, growing environmental concerns posed the pressing need for rating tools specifically for other areas, particularly the developing world.
    In response to the United Nations' Sustainable Development Goals (SDGs), local transportation agencies worldwide urgently need to establish systematic and quantifiable sustainable roadway projects. Given the lack of an appropriate rating tool to evaluate sustainable urban road engineering projects, this research aims to establish an adjustable urban road sustainability rating tool (AUR-SRT) for the cross-country context (i.e., Taiwan, Vietnam, and Indonesia). The specific objectives are: (1) to conduct a comparative review of existing STIRTs; (2) to develop various indicators/requirements and their weighting/scoring systems under four categories (material and energy, environment and ecology, economy and society, and transportation livability); (3) to identify the critical barriers to indicator implementation in those three countries. This study employed an adaptive approach, which integrates the top-down and bottom-up methods under each category topic. The former undertook the review process centering around sources (i.e., existing STIRTs, previous academic papers) to select potential indicators and barriers. The latter method (i.e., bottom-up approach) conducted individual discussions among local experts to finalize relevant indicators/ requirements and barriers. Then the current research utilized the Analytical Hierarchical Process (AHP) and Fuzzy AHP (FAHP) to allocate weights/scores to indicators/requirements. Moreover, the Weighted Sum Model (WSM) was used to identify critical barriers to indicator adoption under each category.
    As the final result, an AUR-SRT was structured hierarchically in 21 sustainable indicators and corresponding requirements under four categories. The weighting and scoring systems were also assigned to indicators/ requirements based on expert judgments from Taiwan, Vietnam, and Indonesia. Under the material & energy category, five indicators include Local material, Long-life design, Recycled & reused material, Efficient water consumption, and Energy efficiency, while seven indicators are Ecological impact analysis, Green cover, Vegetation quality, Stormwater management, Construction waste management, Wastewater treatment, and Workzone pollution control in the environmental and ecological category. The economic and societal category consists of Stakeholder participation, Landscape enhancement, Historical and cultural conversation, Life-cycle cost analysis, and Asset Management indicators. The last category (i.e., transportation livability) includes four indicators: Pedestrian facilities, Universal design, Multimodal transportation, and Utility facilities. The current research also investigated critical barriers among nine potential ones to indicator adoption for each category. Such as, under the transportation livability, three critical barriers are (1) Lack of interface coordination among different stakeholders, (2) Unfavorable natural conditions, and (3) Lack of owner requirements, government policies, and regulations. Whereas three most essential barriers hindering the material and energy-related indicator adoption are 1) Lack of owners' requirements, Government policies, and regulations, 2) Lack of specifications and standards, and 3) Limited budget and schedule. In the two categories (i.e., environmental and ecological; economy and society), three barriers influencing most indicator implementation are 1) Lack of owner requirements, government policies, and regulations, 2) Lack of specifications and standards, 3) Limited budget, and schedule. This study contributes to the body of sustainable transportation infrastructure knowledge. It also provides invaluable practical implications for indicators and barriers to sustainable road engineering design, construction, and promotion within three countries and others. The adaptive approach is general and can easily be customizable to other regions/countries.

    ABSTRACT i LIST OF RESEARCH PUBLICATION iii DEDICATION v ACKNOWLEDGEMENTS vi TABLE OF CONTENTS vii LIST OF TABLES xi LIST OF FIGURES xiii LIST OF APPENDICES xv CHAPTER 1: INTRODUCTION 1 1.1. Research background 1 1.2. Research problems 2 1.3. Research aims and objectives 4 1.4. Research methodology in brief 4 1.5. The significance of the study 5 1.6. Framework of thesis 6 CHAPTER 2: RESEARCH METHODOLOGY 8 2.1. Introduction 8 2.2. Comparative review for existing STIRTs 11 2.2.1. STIRT identifying 11 2.2.2. Rating tool selection 12 2.2.3. Question-based analysis 13 2.3. Comparative analysis of indicator in five-selected STIRTs 13 2.3.1. Content analysis 15 2.3.2. Indicator significance analysis 16 2.4. Adaptive approach 17 2.4.1. Top-down approach 18 2.4.2. Bottom-up approach 20 2.4.3. Data analysis 26 2.5. Chapter summary 39 CHAPTER 3: A COMPARATIVE REVIEW OF SUSTAINABLE TRANSPORTATION INFRASTRUCTURE RATING TOOLS 40 3.1. Introduction 40 3.2. Sustainability rating tool background 41 3.3. STIRT overview 42 3.3.1. Mainstream STIRTs 42 3.3.2. Selected STIRTs 44 3.3.3. Main STIRT attributes 47 3.3.4. Comparison among common categories 57 3.4. Overcoming STIRT limitation 59 3.4.1. Sustainability rating tool applicability 59 3.4.2. Subjectivity in weighting approach 60 3.5. Chapter summary and contributions 61 CHAPTER 4: MATERIAL AND ENERGY-RELATED INDICATORS FOR THE ADJUSTABLE URBAN ROAD SUSTAINABILITY RATING TOOL 63 4.1. Introduction 63 4.2. MEIs in five selected STIRTs 65 4.2.1. MEI comparison 66 4.2.2. Investigating existing MEIs in selected STIRTs 68 4.3. Developing MEIs and critical barriers 75 4.3.1. Indicator and barrier identification 75 4.3.2. Expert selection 76 4.3.3. Expert judgment consistency 78 4.3.4. MEI/requirement weight 79 4.3.5. Point allocation to MEIs and requirements 81 4.3.6. Critical barriers to MEI application 84 4.3.7. Discussion on MEIs and critical barriers 87 4.4. Chapter summary, contributions, and future research 91 CHAPTER 5: ENVIRONMENT AND ECOLOGY-RELATED INDICATORS FOR THE ADJUSTABLE URBAN ROAD SUSTAINABILITY RATING TOOL 94 5.1. Introduction 94 5.2. EEIs in five-selected STIRTs 95 5.2.1. Existing EEIs 95 5.2.2. Comparison of EEIs among STIRTs 99 5.2.3. Discussion on practices in EEIs 101 5.3. Developing EEIs and identifying critical barriers 109 5.3.1. EEI and barrier establishment 109 5.3.2. Expert selection 111 5.3.3. Consistency expert judgments 112 5.3.4. EEI weight assignment 113 5.3.5. Score allocation to EEIs/requirements 116 5.3.6. Critical barriers to EEI adoption 118 5.3.7. Discussion on EEIs and critical barriers 119 5.4. Chapter summary, contributions, and further research 125 CHAPTER 6: ECONOMY AND SOCIETY-RELATED INDICATORS FOR THE ADJUSTABLE URBAN ROAD SUSTAINABILITY RATING TOOL 128 6.1. Introduction 128 6.2. Literature review on the economic and social aspects 130 6.3. Existing ESIs in research papers and STIRTs 131 6.3.1. ESIs extracted from literature review 132 6.3.2. ESIs in five selected STIRTs 132 6.3.3. Economic and societal practices 138 6.4. Developing ESIs and critical barriers 142 6.4.1. ESI and barriers identification 142 6.4.2. Expert selection 145 6.4.3. Consistency ratio 145 6.4.4. ESI priority weights 147 6.4.5. ESI score allocation 150 6.4.6. Critical barriers to ESI adoption 152 6.4.7. Discussion on ESI and critical barriers 153 6.5. Chapter summary, contributions, and further research 159 CHAPTER 7: TRANSPORTATION LIVABILITY-RELATED INDICATORS FOR THE ADJUSTABLE URBAN ROAD SUSTAINABILITY RATING TOOL 162 7.1. Introduction 162 7.2. Traffic-and-transportation-planning-related indicators 164 7.2.1. TTPI overview 164 7.2.2. Traffic and transportation planning in five-selected STIRTs 166 7.2.3. Comparison of TTPIs in different STIRTs 173 7.2.4. Discussion on TTPI applicability 174 7.3. Developing TLIs and critical barriers 176 7.3.1. TLI and barrier identification 176 7.3.2. Expert selection 178 7.3.3. Weight allocation to LTIs 180 7.3.4. Assigned TLI scores 182 7.3.5. Critical barriers to TLI implementation 184 7.3.6. Discussion on TLIs and critical barriers 187 7.3.7. Chapter summary, contributions, and further research 191 CHAPTER 8: CONCLUSIONS AND RECOMMENDATIONS 193 8.1. Introduction 193 8.2. Review of research objectives and conclusion 193 8.3. Value and significance of the study 196 8.4. Limitations and suggestions for future research 197 8.5. Conclusion 198 REFERENCES 199 APPENDICES 217

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