| 研究生: |
譚濟德 Tsogtbayar, Tamjid |
|---|---|
| 論文名稱: |
蒙古證券法之評論研究+ A Critical Review of Mongolian Securities Law on the Disclosure for Public Offering of Securities |
| 指導教授: |
李伯岳
Lee, Bo-Ywe |
| 學位類別: |
碩士 Master |
| 系所名稱: |
管理學院 - 國際管理碩士在職進修專班(IMBA) International Master of Business Administration(IMBA) |
| 論文出版年: | 2006 |
| 畢業學年度: | 94 |
| 語文別: | 英文 |
| 論文頁數: | 80 |
| 中文關鍵詞: | prospectus and market participants 、registration statement 、public offering of securities 、securities |
| 外文關鍵詞: | public offering of securities, registration statement, prospectus and market participants, securities |
| 相關次數: | 點閱:69 下載:1 |
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This Report examines the securities regulations concerning the disclosure for public offering of securities in a way to compare the similarities and differences of the securities laws among the United States, Taiwan and Mongolia. Content analysis, Delphi analysis and Correlation analysis are used to conduct this study.
The Content analysis reveals that the objectives of securities laws are to facilitate an efficient market and how the securities laws can standardize the disclosure requirements on a prospectus of public offering, the requirements on market participants and the enforcement powers of the Regulatory regarding to such disclosure requirements.
The Delphi analysis evaluates the significance of the securities rules concerning the disclosure for public offering that are issued based on the results of the comparison of the studying securities laws for Mongolian securities regulation.
The Correlation analysis examines the relationships among variables under the research conceptual model.
A Questionnaire of Delphi analysis was collected from 116 respondents, including 19 regulators, 18 market makers, 28 professionals, 21 securities issuers, and 30 securities holders who work on the securities market of Mongolia.
This Report examines the securities regulations concerning the disclosure for public offering of securities in a way to compare the similarities and differences of the securities laws among the United States, Taiwan and Mongolia. Content analysis, Delphi analysis and Correlation analysis are used to conduct this study.
The Content analysis reveals that the objectives of securities laws are to facilitate an efficient market and how the securities laws can standardize the disclosure requirements on a prospectus of public offering, the requirements on market participants and the enforcement powers of the Regulatory regarding to such disclosure requirements.
The Delphi analysis evaluates the significance of the securities rules concerning the disclosure for public offering that are issued based on the results of the comparison of the studying securities laws for Mongolian securities regulation.
The Correlation analysis examines the relationships among variables under the research conceptual model.
A Questionnaire of Delphi analysis was collected from 116 respondents, including 19 regulators, 18 market makers, 28 professionals, 21 securities issuers, and 30 securities holders who work on the securities market of Mongolia.
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