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研究生: 趙弘揚
Chao, Hong-Yang
論文名稱: 基於深度生成模型與前向優化之超穎透鏡逆向設計
Inverse Design of Metalenses Based on Deep Generative Models and Forward Optimization
指導教授: 藍永強
Lan, Yung-Chiang
學位類別: 碩士
Master
系所名稱: 理學院 - 光電科學與工程學系
Department of Photonics
論文出版年: 2026
畢業學年度: 114
語文別: 中文
論文頁數: 152
中文關鍵詞: 超穎透鏡逆向設計深度生成模型條件變分自編碼器條件生成對抗網路前向優化嚴格耦合波分析角譜法
外文關鍵詞: metalens, inverse design, deep generative models, forward optimization, angular spectrum method
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  • 本研究針對超穎透鏡逆向設計中「單一超穎原子生成」與「透鏡級系統設計」之間的斷層,提出一套以資料驅動、結合深度生成模型與前向優化之完整逆向設計流程,對象為工作波長 940 nm、TM 偏振聚焦的非晶矽超穎透鏡,符合近紅外 3D 感測需求。流程涵蓋四個環節:首先,以嚴格耦合波分析(RCWA)建立涵蓋週期 460 ~ 500 nm、高度 450 ~ 550 nm 的 60005 筆超穎原子資料集,並以 snaphu 工具解包修正 2π 跳變,奠定符合物理的訓練基礎。接著,以殘差網路取代全連接架構並設立多頭預測分支,建立前向代理模型,其包含穿透率與相位的五項光學響應 R2 score 都在 0.981 以上,平均絕對誤差較基準模型降低 29.95 至 48.67%。再來,在條件變分自編碼器 ( cVAE ) 與條件生成對抗網路 ( cGAN ) 的輸入端加入結構條件,並提出融合幾何距離、動態物理一致性與絕對最近鄰三階段驗證演算法,剔除跳變區的不穩定結構,生成約十五萬筆解析度 5 nm 的可靠候選超穎原子。最後,結合前向模型與角譜法 ( ASM ) 建構可微分排佈系統,以貪婪搜尋作為初始排佈,進行端對端優化。結果顯示,短焦透鏡經前向優化後,TM 透鏡效率由 81.3% 升至 84.1%、TM/TE 消光比由 24.9 dB 升至 46.5 dB;長焦透鏡雖然只用貪婪搜尋,其透鏡效率與消光比也高達 85.3% 與 39.6 dB ,證實流程跨數值孔徑的泛化能力。核心貢獻在於將結構生成、物理驗證與全域排佈優化串接為環環相扣的整體流程,並確立前向模型精度為整體可信度上限之關鍵原則。

    Metasurface-based metalenses promise to replace bulky refractive optics, yet a persistent gap separates the generation of individual meta-atoms from lens-level system design. This study proposes a data-driven inverse-design pipeline that couples deep generative models with forward optimization, targeting amorphous-silicon metalenses operating at 940 nm under TM-polarized focusing for near-infrared 3D sensing. Rigorous coupled-wave analysis was employed to construct a 60005-entry meta-atom dataset, with snaphu phase unwrapping correcting 2π discontinuities to establish a physically consistent training manifold. A residual forward surrogate model with multi-head branches replaced conventional fully connected architectures, achieving R2 scores 0.981 and above across five optical responses while reducing mean absolute error by 29.95–48.67% relative to the baseline. Conditional variational autoencoder and conditional generative adversarial network models, augmented with structural conditions and coupled with a three-stage validation algorithm, each yielded roughly 150000 reliable candidate meta-atoms at 5 nm resolution. A differentiable arrangement system integrating the forward model with the angular spectrum method then refined greedy-search layouts through end-to-end optimization. For the short-focal lens, forward optimization raised TM efficiency from 81.3% to 84.1% and the TM/TE extinction ratio from 24.9 to 46.5 dB; the long-focal lens attained 85.3% efficiency and 39.6 dB, confirming generalizability across numerical apertures. The principal contribution lies in unifying structure generation, physical validation, and global arrangement into a coherent pipeline, and in establishing forward-model fidelity as the ceiling of overall design credibility.

    考試合格證明 ii 中文摘要 iii Abstract iv 致謝 xi 目錄 xiii 表目錄 xvii 圖目錄 xix 第 1 章、 緒論 1 1-1 超穎透鏡技術概述 1 1-2 超穎透鏡的逆向設計挑戰 2 1-3 深度學習在奈米光學逆向設計的應用 3 1-4 研究目的與貢獻 4 1-5 論文架構 5 第 2 章、 原理 6 2-1 超穎透鏡與模擬方法 6 2-1-1 超穎透鏡 ( Metalens ) 6 2-1-2 嚴格耦合波分析 ( Rigorous Coupled-Wave Analysis, RCWA ) 8 2-1-3 角譜法與 Fraunhofer 繞射 ( ASM and Fraunhofer Diffraction) 9 2-2 類神經網路 12 2-2-1 神經元 ( Neurons ) 12 2-2-2 類神經網路架構 ( Network Architecture ) 13 2-2-3 前向傳播 ( Forward Propagation ) 14 2-2-4 誤差計算與反向傳播 ( Error Backpropagation ) 16 2-2-5 模型訓練與超參數 ( Model Training and Hyperparameters ) 19 2-2-6 殘差神經網路 ( Residual Neural Network, ResNet ) 20 2-3 變分自編碼器及其變體 23 2-3-1 自編碼器 ( Autoencoder, AE ) 23 2-3-2 變分自編碼器 ( Variational Autoencoder, VAE ) 24 2-3-3 重參數化 ( Reparameterization ) 26 2-3-4 條件變分自編碼器 ( Conditional Variational Autoencoder, cVAE ) 26 2-3-5 結合前向模型的條件變分自編碼器 ( cVAE Integrated with Forward Model ) 28 2-4 生成對抗網路及其變體 30 2-4-1 生成對抗網路 ( Generative Adversarial Network, GAN ) 30 2-4-2 目標函數與對抗訓練 ( Objective Function and Adversarial Training ) 31 2-4-3 條件生成對抗網路 ( Conditional Generative Adversarial Network, cGAN ) 32 第 3 章、 實驗方法與流程 34 3-1 超穎透鏡資料集建立 35 3-2 前向神經網路架構 39 3-2-1 前向神經網路訓練設定 ( Training Setting for Forward Model ) 39 3-2-2 基準前向神經網路模型 ( Baseline Forward Model ) 40 3-2-3 優化的前向模型 ( Optimized Forward Model ) 41 3-3 條件變分自編碼器架構 44 3-3-1 條件變分自編碼器訓練設定 ( Training Setting for cVAE Model ) 44 3-3-2 基準條件變分自編碼器 ( Baseline cVAE Model ) 46 3-3-3 優化的條件變分自編碼器 ( Optimized cVAE Model ) 48 3-4 條件生成對抗網路架構 52 3-4-1 條件生成對抗網路訓練設定 ( Training Setting for cGAN Model ) 52 3-4-2 基準條件生成對抗網路 ( Baseline cGAN Model ) 54 3-4-3 優化的條件生成對抗網路 ( Optimized cGAN Model ) 55 3-5 生成模型產生候選超穎原子 58 3-5-1 高斯擾動擴增資料 ( Data Augmentation Using Gaussian Perturbation ) 58 3-5-2 資料處理與前向模型驗證 ( Data Processing and Forward Model Verification ) 59 3-5-3 基於訓練資料的演算法驗證 ( Algorithm Validation Based on Training Data ) 60 3-6 超穎透鏡排佈優化方法 63 3-6-1 候選超穎原子資料集 ( Candidate Meta-Atom Datasets ) 63 3-6-2 超穎透鏡格網設定 ( Metalens Grid Setting ) 63 3-6-3 貪婪搜尋初始排佈 ( Initial Layout with Greedy Search ) 64 3-6-4 前向模型優化法 ( Forward Model Optimization Method ) 65 3-6-5 超穎原子週期與高度的全域比較 ( Global Comparison of P and H ) 69 第 4 章、 實驗結果與討論 70 4-1 超穎透鏡資料集分析 70 4-1-1 嚴格耦合波分析的資料特徵 ( Data Characteristics of RCWA ) 71 4-1-2 相位解包對資料品質影響 ( Impact of Snaphu Unwrapping on Data Quality) 74 4-2 前向神經網路預測結果比較 77 4-2-1 基準前向模型結果 ( Result of Baseline Forward Model ) 77 4-2-2 優化的前向模型結果 ( Result of the Optimized Forward Models ) 80 4-2-3 前向模型結果比較 ( Comparison of Forward Models ) 82 4-3 條件變分自編碼器預測結果比較 84 4-3-1 基準條件變分自編碼器結果 ( Result of Baseline cVAE Model ) 84 4-3-2 優化的條件變分自編碼器結果 ( Result of the Optimized cVAE Models ) 88 4-3-3 條件變分自編碼器結果比較 ( Comparison of cVAE Models ) 91 4-4 條件生成對抗網路預測結果比較 94 4-4-1 基準條件生成對抗網路結果 ( Result of Baseline cGAN Model ) 94 4-4-2 優化的條件生成對抗網路結果 ( Result of the Optimized cGAN Models ) 98 4-4-3 條件生成對抗網路結果比較 ( Comparison of cGAN Models ) 102 4-4-4 生成模型結果比較 ( Comparison of Generator Models ) 103 4-5 候選超穎原子生成與驗證結果 106 4-5-1 演算法驗證的剔除結果 ( Kicked Result of Algorithm Validation ) 106 4-5-2 候選資料比較 ( Comparison of Candidate Data ) 107 4-6 超穎透鏡排佈優化結果與光學效能分析 110 4-6-1 短焦透鏡全域比較 ( Global Comparison of Short-Focal-Length Lens ) 110 4-6-2 正常尺寸短焦透鏡 ( Short-Focal-Length Lens with Normal Size ) 111 4-6-3 長焦透鏡全域比較 ( Global Comparison of Long-Focal-Length Lens ) 117 4-6-4 正常尺寸長焦透鏡 ( Long-Focal-Length Lens with Normal Size ) 119 第 5 章、 結論與未來展望 125 5-1 結論 125 5-1-1 研究問題回顧與整體成果 ( Research Questions and Overview ) 125 5-1-2 可靠前向模型建立 ( Establishment of a Reliable Forward Model ) 126 5-1-3 可靠候選超穎原子生成 ( Generation of Reliable Candidate Meta-Atoms ) 127 5-1-4 透鏡級全域排佈優化 ( Metalens-Level Arrangement and Optimization ) 127 5-1-5 研究貢獻、意涵與適用範圍 ( Contributions, Implications, and Scope ) 128 5-2 未來展望 129 5-2-1 神經網路架構優化 ( Optimization of Neural Network ) 129 5-2-2 排佈方法再優化 ( Optimization of Arrangement Method ) 130 參考資料 131

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