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研究生: 蘇進昌
Su, Chin-Chang
論文名稱: 第一原理計算探討多稀土六硼化物之功函數與蒸發能
First-Principles Study on the Work Function and Evaporization Energy of Multi-Rare-Earth Hexaborides
指導教授: 許文東
Hsu, Wen-dung
學位類別: 碩士
Master
系所名稱: 工學院 - 材料科學及工程學系
Department of Materials Science and Engineering
論文出版年: 2026
畢業學年度: 114
語文別: 中文
論文頁數: 89
中文關鍵詞: 第一原理計算 、多稀土六硼化物 、功函數 、鑭原子蒸發能 、COHP
外文關鍵詞: density functional theory, rare-earth hexaborides, work function, evaporation energy, COHP
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  • 六硼化鑭(LaB6)因具低功函數、良好熱電子發射能力與高溫穩定性,被視為霍爾推進器中空陰極之候選材料;然而,高溫下表面金屬原子蒸發會改變表面化學計量與偶極,進而影響電子發射與壽命。本研究以自旋極化 DFT+U 系統性探討由 La、Ce、Pr、Nd、Sm、Gd 組成之十種等比例四元多稀土六硼化物。十種成分共三十個表面構型完成結構與功函數計算;La 蒸發能共有二十九個有效構型,其中九種成分完成三個構型,LaPrNdGdB6 完成兩個。Bader 電荷、COHP 與 DOS 分析則以已完成後處理之原八種成分為範圍,LaPrNdGdB6 與 LaPrNdSmB6 尚未納入上述電子結構分析。十種成分之平均功函數介於 2.202–2.315 eV,與線性組合預測呈良好相關(r=0.87,R²=0.76),並與平均晶格常數呈強負相關(r=−0.94,R²=0.89)。現有平均 La 蒸發能介於 6.951–7.948 eV,其中 LaPrNdGdB6 的 7.948 eV 為兩個有效構型之暫定平均;十種成分平均為 7.545 eV,較純 LaB6 計算基準 6.436 eV 提升約 17.2%。蒸發能亦與晶格常數呈強負相關(r=−0.91,R²=0.83)。在原八種成分中,Bader、COHP、DOS 與 ELF 結果共同支持 B6 骨架具強共價特徵、稀土–B 作用以離子性為主,且 Sm 的電荷轉移與 Sm–B 鍵結均較弱;惟 Bader 電荷不等同形式氧化態,相關結果應視為與 Sm 混合價傾向一致,而非單獨證明。混合焓計算顯示新增 LPNG 與 LPNS 於 0 K 參考下為負值,但實際相穩定性仍需考量振動熵、短程有序與競爭相。整體而言,平均晶格大小與局域鍵結共同造成低功函數與高蒸發能之取捨,LaCePrNdB6 仍為資料完整且兼顧兩項性能之候選組成。

    Rare-earth hexaborides are promising thermionic cathode materials because they combine low work functions with high-temperature stability. This study used spin-polarized density functional theory with an on-site Coulomb correction (DFT+U) to evaluate ten equiatomic quaternary multi-rare-earth hexaborides composed of La, Ce, Pr, Nd, Sm, and Gd. Thirty surface configurations were analyzed for work function. Twenty-nine valid La-vacancy calculations were available for evaporation-energy analysis: nine compositions had three configurations, whereas LaPrNdGdB6 had two. Bader charge, crystal orbital Hamilton population (COHP), and density-of-states analyses were completed for the original eight compositions only. The ten-composition mean work functions ranged from 2.202 to 2.315 eV and correlated strongly with the linear-combination estimate and average lattice constant. The available mean La evaporation energies ranged from 6.951 to 7.948 eV and averaged 7.545 eV, approximately 17.2% above the calculated LaB6 reference. Sm-containing systems tended toward lower work functions and lower La evaporation energies, whereas Gd-containing systems tended toward higher evaporation energies. Bader, COHP, DOS, and ELF results for the eight fully analyzed compositions were consistent with an ionic rare-earth–boron interaction embedded in a covalent B6 framework and with weaker Sm–B bonding. These findings identify lattice size and local bonding as coupled design variables for balancing electron emission and surface thermal stability.

    摘要 i 目錄 vi 圖目錄 x 表目錄 xii 第一章 緒論 1 1.1 研究背景與動機 1 1.2 研究問題與目標 1 1.3 研究意義 2 第二章 文獻回顧與理論背景 3 2.1 六硼化鑭的晶體結構與電子特性 3 2.2 霍爾推進器與中空陰極材料需求 3 2.3 多元素六硼化物與高熵材料概念 4 2.3.1 高熵合金之介紹 4 2.3.2 高熵合金(High-Entropy Alloys, HEAs)特性 5 2.3.3 高熵陶瓷(High-Entropy Ceramics, HECs)特性 5 2.3.4 高熵鑭系六硼化物及應用 5 2.4 表面能量與原子空位生成能 7 2.5 表面蒸發活化能與陰極壽命機制 8 2.6 功函數與發射電流密度 10 2.7 摻雜元素六硼化物選擇 12 2.8 多元素材料建模與分析框架 12 第三章 模擬基礎理論回顧 13 3.1 第一原理計算(First-principles Calculation) 13 3.1.1 密度泛函理論(DFT) 13 3.1.2 Kohn-Sham 方法和方程式 14 3.1.3 交換關聯能-局部密度近似與廣義梯度近似 15 3.1.4 贋勢能 17 3.1.5 週期性邊界 18 3.2 鑭系元素之強關聯修正 19 3.3 晶體軌域哈密頓布居(COHP)理論 21 第四章 模擬設計 23 4.1 計算方法與參數設定 23 4.1.1 贗勢與 f 軌域電子處理 23 4.1.2 階段性結構優化策略 24 4.1.3 塊材模型優化 24 4.1.4 表面模型優化與布里淵區取樣 25 4.1.5 偶極矩修正 25 4.2 六硼化物篩選 25 4.3 模型表面設計考量 26 4.3.1 極性表面模型 26 4.3.2 非計量比鑭終止端對稱表面模型 27 4.3.3 重組表面模型 27 4.3.4 三種表面模型功函數對照 27 4.4 四元多稀土六硼化物模型設計 29 4.4.1 十個四元多稀土六硼化物成分組成 29 4.4.2 建立 4×4×2 表面模型與逆蒙地卡羅金屬位點設計 30 4.4.3 LaCePrNdB6 4×4×2與2×2×2 (100)表面模型功函數收斂性驗證 31 4.4.4 2×2×2 表面模型建構細節 32 4.5 表面鑭蒸發能計算流程 32 4.5.1 完整表面模型能量計算 33 4.5.2 含鑭空位表面模型能量計算 33 4.5.3 孤立鑭原子能量計算 33 4.5.4 鑭原子蒸發能比較分析 34 4.6 Bader 電荷分析 34 4.6.1 分析目的與理論基礎 34 4.6.2 計算流程與參數設定 35 4.7 晶體軌域哈密頓布居(COHP)鍵結分析 36 4.7.1 分析目的與理論基礎 36 4.7.2 計算流程與參數設定 36 4.8 電子局域化函數(ELF)分析 38 第五章 結果與討論 39 5.1 純二元鑭系六硼化物功函數計算結果 39 5.2 四元多稀土鑭系六硼化物功函數計算結果 40 5.3 功函數線性組合規則驗證 44 5.4 功函數影響因素分析 45 5.4.1 晶格常數對功函數之影響 45 5.4.2 原子尺寸差異度 δ 對功函數之影響 47 5.5 表面 La 原子蒸發能計算結果 47 5.6 蒸發能影響因素分析 50 5.6.1 晶格常數對蒸發能之影響 50 5.6.2 各元素對 La 蒸發能之貢獻(Gd導致上升、Sm導致下降)51 5.6.3 釤(Sm)之異常效應與電子結構成因 52 5.7 功函數與蒸發能之相關性 53 5.8 綜合性能評估 54 5.9 電子態密度(DOS)分析 56 5.9.1 整體電子結構與 DFT+U 對4f態之影響 56 5.9.2 各四元成分之DOS比較 56 5.9.3 Sm 之近費米4f態與低功函數、低蒸發能之關聯 60 5.10 Bader 電荷分析結果 62 5.11 COHP 鍵結分析結果 62 5.12 電子局域化函數(ELF)分析結果 65 第六章 結論與未來展望 67 6.1 結論 67 6.2 未來展望 68 參考文獻 70 附錄 A 四元多稀土六硼化物之混合焓評估 74

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