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研究生: 阮海忠
Nguyen, Hai-Trung
論文名稱: 高階經營團隊學習目標導向的形成:團隊認知多元性的因果歸因
Emergences of TMT Learning Goal Orientation: Causal Attribution of Team Cognitive Diversity
指導教授: 張紹基
Chang, Shao-Chi
學位類別: 博士
Doctor
系所名稱: 管理學院 - 國際經營管理研究所
Institute of International Management
論文出版年: 2021
畢業學年度: 109
語文別: 英文
論文頁數: 113
外文關鍵詞: Upper echelons theory, top management team (TMT), divergent thinking attitude, cognitive diversity, learning goal orientation (LGO), attribution theory, micro-foundation
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  • This dissertation conducted three studies to examine the relationship between TMT cognitive diversity and TMT learning goal orientation (LGO) through the mediation of divergent thinking attitude under the moderation of TMT, CEO, and environmental characteristics. Study 1 examines the interplay between individual perceived cognitive diversity and TMT demographic diversities and their respective effect on individual divergent thinking attitude. The results show that TMT functional diversity exerts a positive moderating effect on the relationship between individual perceived cognitive diversity and individual divergent thinking attitude, while educational background and gender diversity, respectively, shows negative moderating effect. Study 2 explores the mediating role of divergent thinking attitude in the relationship between TMT cognitive diversity and TMT LGO. The results show that TMT cognitive diversity has a positive influence on TMT divergent thinking attitude, which in turn positively affects TMT LGO. Moreover, TMT divergent thinking attitude is a key mediator between TMT cognitive diversity and TMT LGO, and this mediating effect is negatively moderated by CEO’s breadth of functional diversity and environmental dynamism. Study 3 examines the bottom-up mediating effect of divergent thinking attitude. The result shows that individual divergent thinking attitude positively mediates the relationship between individual perceived TMT cognitive diversity and TMT LGO.
    This research first contributes to the upper echelons theory by identifying the contextual effects of TMT demographic diversities on the influences of TMT collective cognition. Drawing on Coleman’s bathtub model, this also study extends the micro-foundation perspective within the upper echelons literature by identifying the critical bottom-up influences of divergent thinking attitude on TMT learning climate. Secondly, the study adds insights to TMT dynamics literature, with regards to how different emergent states arise in the dominant coalition of a firm. Third, this study contributes to group diversity literature by employing the attribution theory to examine how different configuration of objective and subjective diversities shapes TMT climate. Finally, by exploring the emergence of TMT LGO, this study adds value directly to organizational learning literature by revealing the positive influences of TMT diversity, a finding that is contrary to those found in prior studies.

    ABSTRACT I ACKNOWLEDGEMENT III TABLE OF CONTENTS IV LIST OF TABLES VII LIST OF FIGURES VIII CHAPTER ONE INTRODUCTION 1 1.1 Research Background and Motivation. 1 1.2 Research Objectives and Questions 5 1.3 Contributions to The Literature 7 1.4 Research Model 11 CHAPTER TWO LITERATURE REVIEW 12 2.1 Theoretical Background 12 2.1.1 Coleman’s Bathtub Model 12 2.1.2 Attribution Theory 13 2.1.3 The Upper-Echelons Theory 15 2.2 Research Variables 17 2.2.1 TMT Learning Goal Orientation (LGO) 17 2.2.2. Divergent Thinking Attitudes 25 2.2.3 Top Management Team Diversity 31 CHAPTER 3 THE ATTRIBUTION OF COGNITIVE DIFFERENCES AT THE INDIVIDUAL LEVEL (STUDY 1) 41 3.1 Hypotheses Developments 41 3.2 Methods 44 3.2.1 Sample Selection 44 3.2.2 Measurements of Variables. 46 3.2.3 Confirmatory Factor Analysis 48 3.2.4 Endogeneity and Instrumental Variables 49 3.3 Analyses 51 3.4 Discussion 54 CHAPTER 4 THE EMERGENT MECHANISM OF TMT LGO (STUDY 2) 55 4.1 Hypotheses developments 55 4.1.1 The Influences of TMT Cognitive Diversity on TMT Divergent Thinking Attitude 55 4.1.2 The Influences of TMT Divergent Thinking Attitude on TMT LGO 56 4.1.3 The Mediating Effect of TMT Divergent Thinking Attitude Between TMT Cognitive Diversity and TMT LGO 58 4.1.4 The Influences of CEO’s Breadth of Functional Experiences on the Emergence of TMT LGO. 58 4.1.5 The Role of Environmental Dynamism on the Emergence of TMT LGO. 60 4.2 Methods 61 4.2.1 Sample Collection 61 4.2.2 Measurements of Variables 62 4.2.2.1 TMT Cognitive Diversity 62 4.2.2.2 TMT Divergent Thinking Attitude 62 4.2.2.3 TMT LGO 63 4.2.2.4 Leader’s Breadth of Functional Experiences 64 4.2.2.5 Environmental Dynamism 64 4.2.2.6 Control Variables 64 4.2.3 Endogeneity and Common Method Bias (CMV) 65 4.3 Analyses 66 4.4 Discussion 69 CHAPTER 5 THE BOTTOM-UP MEDIATING EFFECT OF TMT MEMBERS’ DIVERGENT THINK ATTITUDE (STUDY 3) 71 5.1 Hypotheses Developments 71 5.2 Analyses 73 5.3 Discussion 73 CHAPTER 6 CONCLUSION AND SUGGESTIONS 74 6.1 Research Summary. 74 6.2 Theoretical Implications and Contributions 75 6.3 Practical Implications 77 6.4 Limitations and Directions for Future Research 79 REFERENCES 81 APPENDICES 109 Questionnaire for top management team 109 Questionnaire for CEO 112

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