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研究生: 史帝夫
Mulkeen, Steve
論文名稱: 從合併理論談英語與漢語之結果結構
A conflation account of mono-clausal resultatives in English and Chinese
指導教授: 李惠琦
Lee, Hui-Chi
學位類別: 碩士
Master
系所名稱: 文學院 - 外國語文學系
Department of Foreign Languages and Literature
論文出版年: 2011
畢業學年度: 99
語文別: 英文
論文頁數: 140
中文關鍵詞: 動結式合併理論語意句法結構直接賓語限制非受格性英語漢語
外文關鍵詞: resultative sentence, conflation, l-syntactic structures, Direct Object Restriction, unaccusativity, English, Chinese
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  • 動結式句構中,一個動詞包含兩個以上的子事件。句法角度而言,動結式建構在以語意決定論元角色之限制--直接賓語限制。然而,以直接賓語限制解釋主語指向化動結式句構之論元角色,仍是有爭議的。本文欲以合併理論為基礎,透過句法的觀察驗證直接賓語限制於論元角色解釋上仍是合理、有效的。此架構下,動詞二與帶語意的輕動詞合併,成為動詞一之中心詞。本文利用小子句(Hoekstra, 1988, 1992) 即詞彙句法結構(Hale & Keyser, 1998)分析英語與漢語動結式,兩個主要句構因此出現: 「非受格—事件句構」與「致使—及物句構」。第一類為限制句構。句構中,小子句指示詞裡的[P-主事者]和動詞合併後,晉升句子中之主語位置,成為非受格句構。第二類為例外格位指派句構。句構中,非次類化分之[P-受事者]為動作動詞之非選擇動詞補語,成為非作格句構。而促使與小子句合併之句構,則為小子句指示詞中論元之論旨角色。主語指向句子中,賓語名詞片語與動詞後合併成為複雜謂語。此複雜謂語非真正的賓語,而是路徑指向名詞片語。複雜謂語之形成,促使主語指向句子成為非受格—事件句構。帶賓語之動結式 (包含及物與帶假反身詞之動結式)則呈現致使—及物之句構。漢語複合動詞可出現在兩種句構中;然而,和英語不同的是,這些複合動詞可與語意不適之指示詞並存,顯示漢語句子中心詞是詞根。漢語動結式之事件語意是從句構衍伸而來,利用合併理論則能解釋諸多在句構理論上合理的限制,包括非受格假設(Burzio, 1986; Perlmutter, 1978) 和論旨關係準則(Chomsky, 1981).

    Resultative sentences are of theoretical interest as they are sentences in which more than one sub-event is expressed by a single verb. Syntactic accounts of resultatives depend on a crucial restriction, the Direct Object Restriction, which allows the semantics to decode which argument the resultative phrase is predicated of. The explanatory power of this restriction has been called into question, however, due to the existence of subject-predicated resultatives. This thesis hopes to show that the restriction remains valid by advancing a syntactic account of resultatives based on conflation. Under the account, lexical verbs conflate in syntax to semantics-bearing light verb heads in a V1 slot via an available V2. The account employs small clauses (Hoekstra, 1988, 1992) and l-syntactic structures (Hale & Keyser, 1998) to analyze resultative sentences in English and Chinese. Two basic configurations emerge: the “unaccusative” configuration and the “causative” configuration. The first is a control structure, in which a [P-AGENT] in Spec-SC is raised to sentential subject position after merger of the verb, from where it controls its trace. This configuration is unaccusative. The second is an ECM (Exceptional Case Marking) configuration, in which a nonsubcategorized [P-PATIENT] functions as an unselected verbal complement of an activity verb. This configuration is unergative. The trigger as to the configuration with which the small clause will merge is argued to be the θ-role of the argument in Spec-SC. Subject-predicated sentences are assimilated to the unaccusative configuration as the object NP is not a true object, but a path-denoting NP which, together with the verb, forms a complex predicate. Object-taking resultatives, including “transitives” and those with “fake” reflexives, are assimilated across the board to the causative configuration. Chinese compound verbs appear in either configuration, and, unlike English, these verbs permit semantically-inappropriate specifiers, suggesting that their heads are actually √roots. The event semantics of a Chinese resultative is argued to be derived structurally. The conflation account is able to preserve several constraints considered desirable under a syntactic account, including the Unaccusative Hypothesis (Burzio, 1986; Perlmutter, 1978) and the θ-criterion (Chomsky, 1981).

    Table of Contents Abstract (Chinese)……………………………………………….…………………………i Abstract (English)…………………….…………………………..……………………….iii Table of Contents…………………...……………………………….……………………v List of Abbreviations and Symbols………………………………..……………………..vii Chapter One Introduction…………………………………………….……………………1 1.1 Overview of resultative sentences in English…………………………………1 1.2 Summary of Chapter One………………………………………………………8 Chapter Two Literature Review…………………………………….……………………10 2.1 Accounts which do not attempt to preserve the Direct Object Restriction…….10 2.1.1 Accounts based on event structure…….…………………………………11 2.1.2 An account under Head-Driven Phrase Structure Grammar……..………18 2.2 Syntactic accounts of English resultatives…………………………………...25 2.2.1 Small clauses…………………………………..…………………………26 2.2.2 Small clauses applied to Chinese…………………………………………28 2.2.3 VP-shells and Head Movement…………………….……………………30 2.2.4 An account based on lexical syntactic structures and conflation…………37 2.2.5 L-syntactic structures and Chinese……………………………………….43 2.3 Summary of Chapter Two……………………………….……………………45 Chapter Three: A conflation account of English resultatives……………………………48 3.1 Preliminaries: small clauses and relational elements…………………………48 3.2 Structures emerging from the conflation account……………………………53 3.2.1 Structure 1: the unaccusative configuration……………..……………….53 3.2.2 Structure 2: the causative configuration…………………………………60 3.2.3 Structure 3: the unaccusative double path configuration…………………..68 3.3 Summary of Chapter Three…………………………………………………….72 Chapter Four: The conflation account applied to Chinese resultatives……….………….75 4.1 Resultatives structured around a compound verb……………………………76 4.1.1 Compound resultatives in the unaccusative configuration……………….77 4.1.2 Compound resultatives in the causative configuration…………….…….82 4.2 Resultatives in the V-de construction……………….……………………….91 4.2.1 Control and “ECM-type” resultatives in the V-de construction…………...92 4.2.2 Implications of the V-de construction for the analysis of compound verbs.96 4.3 Summary of Chapter Four……………………………………………………..97 Chapter Five: More resultative puzzles……………………………..……………………100 5.1 Resultatives which encode more than two subevents………………………100 5.2 The subject-oriented transitive-based pattern in Chinese…………………….106 5.3 Summary of Chapter Five……………………………………………………112 Chapter Six: Summary and concluding remarks…………………………………………114 6.1 Summary…………………………………………………………………..114 6.1.1 Summary of the unaccusative configuration……………………………116 6.1.2 Summary of the causative configuration…………………………….…120 6.2 Concluding remarks………………………………………………………….125 References……………………………………………………………………………….128

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