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研究生: 柯友秘
Karatas, Gizem Yaren
論文名稱: A Sustainable and Green Recycling Approach for Selective Graphite Recovery from Spent NMC LIB Black Mass Using Solvents
A Sustainable and Green Recycling Approach for Selective Graphite Recovery from Spent NMC LIB Black Mass Using Solvents and Flotation
指導教授: 李政翰
Lee, Cheng-Han
學位類別: 碩士
Master
系所名稱: 工學院 - 資源工程學系
Department of Resources Engineering
論文出版年: 2026
畢業學年度: 114
語文別: 英文
論文頁數: 114
外文關鍵詞: Lithium-ion Battery, Black Mass, Graphite Recovery, Froth Flotation, Thermal Pre-treatment, PVDF Removal, Green Solvents, Circular Economy
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  • The increasing prevalence of electric vehicles and renewable energy storage has led to a sharp rise in demand for lithium-ion batteries. This trend underscores the urgent need for sustainable management of spent batteries. While most recycling methods prioritize the recovery of metals such as nickel, manganese, and cobalt from the cathode, the graphite-rich anode is frequently neglected despite constituting a significant portion of battery waste. Efficient recovery of graphite is essential for resource optimization and the advancement of a circular battery economy.
    This study investigates an integrated recycling approach for recovering a carbon- rich graphite concentrate from spent nickel-manganese-cobalt lithium-ion battery black mass. The study focuses on the removal of polyvinylidene fluoride (PVDF), which masks the surface properties of electrode particles and hinders selective separation. Triethyl phosphate (TEP) and dimethyl sulfoxide (DMSO) were evaluated as lower-hazard solvent alternatives, while dimethylformamide (DMF) was used as a conventional benchmark. Because the tested solvent treatments did not achieve sufficiently complete or selective removal of PVDF, thermal pretreatment was subsequently applied before flotation.
    The effects of thermal pretreatment on the surface characteristics of the composite black mass were assessed using contact-angle and zeta-potential measurements. The thermally treated sample exhibited moderate hydrophobicity, indicating that the removal of FTIR-detectable binder residues created surface conditions conducive to subsequent flotation. However, because these measurements were conducted on a heterogeneous black mass sample, they were interpreted as composite surface responses rather than separate measurements of graphite and cathode phases.
    Froth flotation experiments were conducted to evaluate the individual and combined effects of kerosene, pine oil, and sodium metasilicate. Among the tested conditions, kerosene provided the highest single-stage carbon grade, and a multi-stage rougher-cleaner circuit increased the carbon content of the concentrate to approximately 94 wt.%. Subsequent purification using sulfuric acid and hydrogen peroxide increased the final total carbon content to approximately 96 wt.%.
    The recovered carbon-rich material was evaluated by fabricating coin cells and conducting galvanostatic cycling tests. The material demonstrated some lithium-ion storage capability; however, it exhibited rapid capacity loss within the first five cycles. Its performance was significantly lower than that of commercial graphite. To render the material suitable for battery reuse, further purification, structural enhancements, improved electrode formulation, and extended testing are required.
    In summary, this study demonstrates the technical feasibility of integrating thermal pretreatment, multi-stage flotation, and chemical purification to recover a high-carbon concentrate from spent NMC lithium-ion battery black mass. The green-solvent treatments investigated were not sufficiently effective under the tested conditions; however, their evaluation clarified the limitations of solvent-based PVDF removal. The proposed process constitutes a preliminary step toward more resource-efficient battery recycling, although further process optimization and validation are necessary prior to industrial or closed-loop implementation.

    ABSTRACT I ACKNOWLEDGEMENTS III Table of ContentsIV List of Tables VIII List of Figures IX CHAPTER 1 INTRODUCTION 1 1.1. Foreword 1 1.2. Motivation and Objectives 3 CHAPTER 2 THEORY AND LITERATURE REVIEW 6 2.1. Introduction of Lithium-Ion Batteries (LIBs) and Global Market Trends 6 2.1.1. Classification of LIBs Based on Cathode Chemistries 8 2.2. Environmental and Economic Drivers for LIB Recycling 9 2.2.1. Environmental and Health Hazards of Spent LIBs 9 2.2.2. Economic Importance of Materials Used in LIBs 11 2.3. Nickel-Manganese-Cobalt (NMC) Batteries: Structure and Composition 13 2.3.1. Components of NMC Batteries 13 2.3.2. The Significance of Black Mass and Graphite Recovery 15 2.4. Current Methodologies and Technological Challenges in LIB Recycling 21 2.4.1. Pyrometallurgical Recovery Route and High-Temperature Limitations 21 2.4.2. Hydrometallurgical Reclamation: Acid Leaching and Solvent Extraction 22 2.4.3. Direct Recycling and Structural Regeneration Pathways 23 2.4.4. Physical Separation and Froth Flotation Technologies 24 2.5. The Role of Binders and Pretreatment Strategies 26 2.5.1. The Challenge of Organic Binders (PVDF) 26 2.5.2. Pretreatment Technologies for Binder Removal 26 2.5.3. Solvent Dissolution: Moving Toward Green Solvents 27 2.5.4. Solvent Treatment Thermodynamics: Hansen Solubility Parameters (HSP) 28 2.6. Flotation Mechanism and Surface Chemistry of Battery Materials 30 2.6.1. Natural Hydrophobicity of Graphite vs. Hydrophilicity of Cathode Oxides 30 2.6.2. The Surface Masking Effect of Organic Binders 31 2.7. Key Parameters Influencing Froth Flotation in LIB Recycling 31 2.7.1. Hydrodynamics and Conditioning (Stirring Speed and Solid Ratio) 31 2.7.2. Chemical Reagents: Collectors, Frothers, and pH Regulators 32 2.8. Specific Reagent Chemistry: Kerosene, Pine Oil, and Sodium Metasilicate 33 2.8.1. Role of the Collector: Kerosene 33 2.8.2. Role of the Frother: Pine Oil 34 2.8.3. Role of the Depressant: Sodium Metasilicate (Na2SiO3) 34 2.9. Mechanical Evaluation of Flotation Cells: The Denver Cell Configuration 34 2.10. Literature Review on Black Mass Separation and Flotation 35 2.11. Identification of the Research Gap and Scope of the Present Study 38 CHAPTER 3 EXPERIMENTAL METHODS AND PROCEDURE 40 3.1 Research Structure 40 3.2 Experimental Methods and Procedure 43 3.2.1 Battery Discharging and Manual Dismantling 43 3.2.2 Mechanical Shredding and Size Classification (Sieving) 44 3.2.3 Green Solvent Dissolution Experiments for PVDF Removal 44 3.2.4 Thermal Pre-treatment 46 3.2.5 Flotation Experiments 46 3.2.6 Post-Recovery Acid Leaching Process 48 3.2.7 Electrochemical Performance Test 48 3.3 Experimental Samples and Chemicals 48 3.4 Characterization Techniques 49 CHAPTER 4 RESULTS AND DISCUSSION 54 4.1. Characterization of NMC type LIB Waste 54 4.1.1. Mass Fraction and Particle Size Distribution 54 4.1.2. Elemental and Compositional Analysis (XRF and ICP-OES) 55 4.1.3. Carbon Content Verification via Elemental Analysis 57 4.2. Thermal Analysis of the Polymeric Binder (TGA) 58 4.3. Evaluation of PVDF Dissolution via Solvents 61 4.4. Structural and Thermal Alterations: FTIR Validation and Thermal Pre-Treatment Optimization 65 4.4.1. FTIR Analysis of Solvent-Treated Samples 65 4.4.2. Thermal Pre-Treatment Optimization as an Alternative Method 67 4.5. Surface Chemistry and Wettability Analysis 69 4.6. Selective Separation via Flotation Experiments 72 4.6.1. Rationale for Selective Elemental Analysis (EA) Sampling 74 4.6.2. Evaluation of Reagent Interactions and Carbon Content 75 4.6.3. Multi-Stage Flotation Circuit Design and Optimization 77 4.6.4.Morphological and Micro-Chemical Analysis (SEM-EDS) 80 4.7. Post-Recovery Purification via Hydrometallurgical Acid Leaching 87 4.8. Electrochemical Performance and Battery Cycling Tests 88 CHAPTER 5 CONCLUSION AND RECOMMENDATION 90 5.1. Conclusion 90 5.2. Recommendations 92 REFERENCES 94

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